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Mandatory Reporting of Healthcare Performance Measures


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Introduction
After years of percolating on both the federal and state levels, mandatory reporting of healthcare-associated infection data has become a reality in four states, and has quickly re-aligned itself as a priority issue for APIC. Key APIC leaders have been addressing this issue with other organizations to identify and develop informational resources to assist our members at the local level.

Entities such as the Centers for Medicare and Medicaid Services (CMS), consumer groups, quality improvement and patient safety organizations, the Centers for Disease Control and Prevention (CDC) Healthcare Infection Control Practices Advisory Committee (HICPAC), state and federal legislators, and the National Quality Forum are among those pursuing this issue on various levels.

APIC has for years promoted the use of infection surveillance data in performance improvement activities. Many healthcare organizations use this data to identify potential problem areas and to target performance improvement interventions to reduce the risk for infection. In order to provide consumers and healthcare providers with accurate healthcare performance information, a performance measurement system should target specific healthcare outcomes or processes, use standardized criteria for defining both the event being monitored and the population at risk for experiencing the event, and use standardized data collection methodology, consistent surveillance intensity, a risk adjustment method, and appropriate methods for calculating rates.

The following provides some initial informational resources to guide APIC members when addressing this issue on the state level. Additional resources will be added to this site.

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Background and Discussion
Since the early 1990's there has been a proliferation of healthcare quality report cards focusing on outcomes and processes of healthcare. Consumer demand for public reporting of healthcare quality data has increased since the 1999 publication of the Institute of Medicine's " To Err is Human: Building a Safer Health System" which reported 98,000 deaths in US hospitals per year and 29 billion dollars spent per year associated with medical error.

The Centers for Medicare and Medicaid Services (CMS) has several programs that focus on providing information to consumers regarding quality of healthcare in hospitals and long term care facilities. These programs include the National Voluntary Hospital Reporting Initiative, the Premier Hospital Quality Incentive Demonstration Project, the Hospital 3-State Pilot Project (Arizona, Maryland & New York) and the Nursing Home Quality Initiative. Information on these programs can be obtained by accessing the CMS websites noted below.

Beginning in 2005, CMS will begin to link payment with performance by requiring hospitals to submit data on 10 quality measures (see http://www.cms.hhs.gov/quality/hospital/Listof10Measures.pdf). These 10 performance indicators measure processes of healthcare such as "pneumonia patients who receive their first dose of antibiotics within 4 hours after arrival at the hospital." Hospitals were to submit this data by July 1, 2004 to comply with the Medicare Prescription Drug, Improvement and Modernization Act. CMS states that "hospitals that do not submit performance data for the 10 quality measures will receive 0.4 percent smaller Medicare payments in fiscal year 2005 than hospitals that do report quality data." Additional information can be found on the CMS Hospital Quality Initiative website under "Reporting Hospital Data for Annual Payment Update."

Private sector purchasers of healthcare have joined forces to promote initiatives to increase the quality of healthcare. An example is the Business Roundtable, an association of Chief Executive Officers of leading U.S. corporations that founded the Leapfrog Group. The Leapfrog Group is composed of more than 150 public and private organizations that provide healthcare benefits. The Leapfrog Group works with medical experts throughout the U.S. to identify problems and propose solutions that it believes will improve hospital systems.

State agencies have also begun collecting, analyzing and reporting healthcare quality indicators. While these quality indicators have generally focused on other clinical measures, several states have recently mandated reporting of healthcare-associated infection measures.

Consumers and purchasers of healthcare have a right to expect quality healthcare and responsible public reporting of performance indicators. APIC has supported this right in its Position Paper entitled "Release of Nosocomial Infection Data". The position paper addresses responsible public reporting, including the use of standardized definitions of Infection, consistent surveillance intensity, a risk adjustment method, and appropriate calculation of rates.


NEWCDC HICPAC Offers Guidance to States on Developing Systems for Public Reporting of Healthcare-Associated Infections

The CDC released the HICPAC Guidance document on public reporting of healthcare-associated infections on Monday, February 28, 2005 at 12:30 PM EST during a live press teleconference. Presenting the document was Dr. Denise Cardo, Director, Division of Healthcare Quality Promotion, CDC; Dr. P.J. Brennan, HICPAC Chair, and Kathleen Meehan Arias, MS, CIC, APIC President-Elect.

Access the HICPAC Document

Guidance on Public Reporting of Healthcare-Associated Infections: Recommendations of the Healthcare Infection Control Practices Advisory Committee is available here: http://www.cdc.gov/ncidod/hip/PublicReportingGuide.pdf   

Access a Transcript of the Teleconference Releasing the HICPAC Document

You may access a transcript of the telecast at: http://www.cdc.gov/od/oc/media. The Webcast will remain archived on CDC’s media relations Website.    

View recent testimony submitted by APIC to HICPAC
APIC Testimony -  October 5, 2004

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Recommended Reading
APIC Surveillance Initiative Working Group. Release of Nosocomial Infection Data. 1998. Available by clicking here.

Quality Indicator Study Group. An approach to the evaluation of quality indicators of the outcome of care in hospitalized patients, with a focus on nosocomial infection indicators. Infect Control Hosp Epidemiol 1995;16:308-316. SHEA position paper - available at http://www.shea-online.org

Burke JP. Infection control: a problem for patient safety. N Eng J Med 2003;348:651-656.

Gaynes R, et al. Feeding back surveillance data to prevent hospital-acquired infections. Emerg Infect Dis, March-April 2001, 7(2):295-98. Available at http://www.cdc.gov/ncidod/eid/vol7no2/gaynes.htm

Archibald LK, Gaynes RP. Hospital-acquired infections in the United States. The importance of interhospital comparisons. Infect Dis Clin North Am 1997. Jun;11(2):245-55.

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Web Sites with Information on Healthcare Data Public Reporting

Centers for Medicare and Medicaid Services (CMS)
CMS Hospital Quality Initiative

http://www.cms.hhs.gov/quality/hospital

CMS has several efforts in progress to provide hospital quality information to consumers and others and improve the care provided by the nation's hospitals. The CMS Hospital Quality Initiative web site provides links to the following quality reporting projects:

  • The National Voluntary Hospital Reporting Initiative (NVHRI)
  • The Premier Hospital Quality Incentive Demonstration
  • Building on the Foundation -- Hospital Measures for Public Reporting
  • Patient Perspectives on Care (HCAHPS)
  • CMS Hospital 3-State Pilot Project (Arizona, Maryland & New York)
  • Reporting Hospital Data for Annual Payment Update

An overview of the CMS Hospital Quality Initiative can be downloaded from http://www.cms.hhs.gov/quality/hospital/overview.pdf

Centers for Medicare and Medicaid Services (CMS)
CMS Nursing Home Quality Initiative

http://www.cms.hhs.gov/quality/nhqi

CMS releases quality measure information on all Medicare and Medicaid certified nursing homes on the Medicare website (www.medicare.gov). The CMS Nursing Home Quality Initiative Web site provides links to the following:

  • Nursing Home Quality Initiative
  • Nursing Home Compare
  • Quality Measures (National Quality Forum)

An overview of the CMS Nursing Home Quality Initiative can be downloaded from http://www.cms.hhs.gov/quality/nhqi/Overview.pdf

The National Quality Forum (NQF)
http://www.qualityforum.org
The National Quality Forum issued the "National Voluntary Consensus Standards for Hospital Care: An Initial Performance Measure Set." This report presents 39 measures to promote public accountability and quality improvement. The Executive Summary and the 39 measures can be accessed through the NQF home page.

CMS Public Meetings: Building on the Foundation -- Hospital Measures for Public Reporting on the Clinical Quality of Hospital Care
The objective of the five public meetings was to provide CMS with feedback and comments which, together with input from CMS's collaborators in the NVHRI, will be incorporated in a final set of clinical quality measures which CMS will take forward in late 2004. These public meetings provided a unique opportunity to assess the face validity of and demand for measures proposed for the next round of public reporting on the clinical quality of hospital care, as well as to obtain more general opinions from audiences of end-users.

With input from public and private sectors and consumers, CMS identified a robust and prioritized set of measures, some of which are ready for the immediate next phase of public reporting and others of which might require refinement or further testing, as well as areas where additional measures development will be necessary to adequately address priority areas identified by the Institute of Medicine and others.

The meetings were held on:
Boston, April 27, 2004
Orlando, May 17, 2004
Dallas, June 8, 2004
San Francisco, June 14, 2004
Chicago, June 28, 2004

Recordings of the proceedings have been placed on the IPRO website at http://providers.ipro.org/index/cms_conferences

For more information or to offer suggestions for consideration on this topic, please email Denise Graham, Manager of Government Affairs at dgraham@apic.org.

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Key Stakeholders
While the issue of mandatory reporting of infection rates is of great importance to many groups and individuals, APIC has identified what it believes to be the key stakeholders involved with this issue. This list will be updated as needed. (Updated 11/3/2004)

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State Legislation
Click here for information on how specific states are handling the issue of mandatory reporting.

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Mandatory Reporting Draft Talking Points
Mandatory reporting of healthcare-associated infection data has become a high priority issue for APIC.  Key APIC leaders continue to address this issue with other stakeholders and to identify and develop informational resources to assist our members at the local level.   To this end, we are providing our members with a DRAFT document of key talking points to be used with legislative and regulatory officials.  We recommend that you revisit this site as this document is a work in progress. 

Mandatory Reporting Draft Talking Points 

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